External Audit and Investigation Protocol

Under certain circumstances, representatives of the Federal or State government or other external auditors or inspectors, including accrediting organizations,
may arrive at the University without advance notice to perform investigations into possible violations of laws and regulations or to conduct certain audits. It is the University’s policy that employees fully comply with all such audit and inspection rights. This protocol outlines procedures for complying with such requests from external entities.

LINK: External Investigation Protocol

Internal Investigations Protocol

This protocol establishes an administrative process for review of  allegations of misconduct by the Compliance Office so that the integrity of the conduct of business at
the University of Connecticut may be preserved.

LINK: Internal Investigation Protocol